Conclusions from global broker firms

Fonetic has the pleasure to offer you a copy of the report from our Broker compliance professionals event. It shines light on the most pressing concerns and challenges for Broker firms compliance monitoring.

Key themes of the day included: 

  • Communications data silos- the risks, inconsistencies and how to overcome this

  • Combating false positives: how good ML and AI can help

  • Traceable technology achieving regulatory compliance

We hope you find it both interesting and useful.